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The moment map: CMH and the linear test

Chapter The moment map: the deterministic inequality said what normalizing the schematic estimate ∥Σ−1/2H∇g∥22≤4∥−Lg∥22\norm{\Sigma^{-1/2}H\nabla g}_2^2\le4\norm{-Lg}_2^2 requires (Remark 15.2): every object in it fixed, so that the resulting statement implies a universal Poincaré bound. This chapter does so. The estimate is named, its operator data are fixed, the reduction to the affine Poincaré inequality is Theorem 16.1, and three structural consequences are recorded that were not visible while the endpoint was a schema:

Throughout, μ\mu is centered, full-dimensional and log-concave with covariance Σ=Cov⁡μ≻0\Sigma=\Cov_\mu\succ0, and φ\varphi, ν\nu, HH are the moment-map data of (4.1)–(4.3) in Chapter Family 4: moment maps, Monge–Ampère, and Stein kernels, transported to target coordinates as in (4.19). Regularity is assumed only to justify pointwise calculation; Appendix-level conventions for the weighted divergence, the closed forms, and the affine covariance are collected in §Conventions, domains, and affine covariance.

The Stein generator and the CMH constant

Recall the affine Poincaré constant

CPaff(μ)=sup⁡f∈H1(μ), f≢constVar⁡μfEμ⟨Σ∇f,∇f⟩,\CPaff(\mu) =\sup_{f\in H^1(\mu),\,f\not\equiv\mathrm{const}} \frac{\Var_\mu f}{\E_\mu\inner{\Sigma\nabla f}{\nabla f}},

so that Conjecture 0.1 is the assertion that CPaff\CPaff is bounded by a universal constant over all dimensions and all log-concave μ\mu.

Transporting the source diffusion (4.7) to the target gives the Stein generator

Lμg=div⁡μ(H∇g)=Tr⁡(HD2g)−p⋅∇g,div⁡μu=ρ−1div⁡(ρu),L_\mu g=\Div_\mu(H\nabla g)=\Tr(HD^2g)-p\cdot\nabla g, \qquad \Div_\mu u=\rho^{-1}\Div(\rho u),

where ρ\rho is the density of μ\mu. With the sign convention that A=−Lμ≥0\Aop=-L_\mu\ge0, the associated Dirichlet form is

−Eμ[fLμg]=Eμ⟨H∇f,∇g⟩.-\E_\mu[fL_\mu g]=\E_\mu\inner{H\nabla f}{\nabla g}.

That LμL_\mu is symmetric for μ\mu — rather than for some auxiliary measure — is exactly the Stein-kernel identity div⁡μH=−p\Div_\mu H=-p of (4.20); it is what makes the following definition canonical rather than a choice.

Proof. One integration by parts in target coordinates against the Stein identity, on a smooth compactly supported core, followed by a graph-norm Cauchy argument that carries the identity to the operator-core closure. The calculation is carried out in Appendix The moment map: appendix.

For μ\mu Gaussian, H=IdH=\Id and (16.4) specializes to the familiar Ornstein–Uhlenbeck identity E(Lg)2=E[∣∇g∣2+∥D2g∥HS2]\E(Lg)^2=\E[\abs{\nabla g}^2+\norm{D^2g}_{\HS}^2]. This is a calibration of the formula; the proof above is analytic and uses no numerical evidence.

Writing K=−div⁡μ(HΣ−1H∇ ⋅ )K=-\Div_\mu(H\Sigma^{-1}H\nabla\,\cdot\,), the definition is the quadratic-form comparison K⪯CA2K\preceq C\Aop^2, equivalently the second-order Riesz-transform bound

∥Σ−1/2H∇A−1∥L2(μ)→L2(μ;Rn)≤C.\norm{\Sigma^{-1/2}H\nabla\Aop^{-1}}_{L^2(\mu)\to L^2(\mu;\R^n)}\le\sqrt C.

This is the precise content of the schema (15.2): Σ\Sigma is the covariance, LL is the Stein generator (16.2), the measure is μ\mu itself, and the admissible class is Dom⁡(A)\Dom(\Aop).

CMH implies the affine Poincaré inequality

Proof. Test the quotient on centered functions in R+Cc∞\R+C_c^\infty, a class that lies in both form domains because the Stein normalization EμH=Σ\E_\mu H=\Sigma bounds the HH-energy by Tr⁡Σ\Tr\Sigma; then a two-parameter cut-off and a density step in HΣ1(μ)H^1_\Sigma(\mu). The density step is where care is needed, and it never asserts that finite Σ\Sigma-energy forces finite HH-energy when HH is unbounded. The calculation is carried out in Appendix The moment map: appendix.

The proof uses no Bochner identity, no positivity of the Monge–Ampère remainder, and no property of HH beyond symmetry, positivity, and div⁡μH=−p\Div_\mu H=-p. That economy is the reason the constant transfers with no loss: the reduction is exactly one Cauchy–Schwarz.

The Hodge content: the affine channel and the solenoidal excess

Let

A1=−div⁡μ(Σ∇ ⋅ )\Aop_1=-\Div_\mu(\Sigma\nabla\,\cdot\,)

denote the closed nonnegative covariance generator on L2(μ)L^2(\mu), and write L02(μ)=(ker⁡A1)⊥L^2_0(\mu)=(\ker\Aop_1)^\perp.

Whether the solenoidal channel is ever active is not known: no measure separating CCMH\CMH from CPaff\CPaff is known, and the products of one-sided exponentials, which saturate CMH(4)\mathrm{CMH}(4) with zero slack (Corollary 17.5), turn the question into a perturbative test.

The linear test: the necessary linear-sector condition

Take g(p)=a⋅pg(p)=a\cdot p in (16.5). Then D2g=0D^2g=0, Lμg=−a⋅pL_\mu g=-a\cdot p, so E(Lμg)2=a⊤Σa\E(L_\mu g)^2=a^\top\Sigma a while the numerator is a⊤E[HΣ−1H]aa^\top\E[H\Sigma^{-1}H]a. Hence:

This is necessary for universal CMH(4)\mathrm{CMH}(4) and is not a known consequence of KLS. It is the cheapest falsifiable consequence of the whole mechanism: a single matrix expectation, with no test function and no operator inverse. A measure with λmax⁡(Σ−1/2E[HΣ−1H]Σ−1/2)>4\lmax(\Sigma^{-1/2}\E[H\Sigma^{-1}H]\Sigma^{-1/2})>4 would disprove CMH(4)\mathrm{CMH}(4).

The trace bound is sharp — products of centered exponentials give Tr⁡(EH2)=2n\Tr(\E H^2)=2n exactly — so the constant 4 in (16.14) is not the natural one for the linear sector. The natural statement is the operator form of the Chen–Klartag inequality.

Conjecture 16.2 refines Conjecture 16.1 and implies it, and its trace is exactly Theorem 4.3. Its equality set is not small: products of centered exponentials attain (16.15) in every direction, and every exponential cone measure of Section Exponential cones: a second solvable non-product family attains it in its axis direction (Proposition 17.2), with the constant strictly below 2 on the same family as soon as the radial exponent moves off the cone value. The constant 2 is half the CMH constant 4: on the line, Eτ2=2\E\tau^2=2 for the centered exponential while CCMH=4\CMH=4 by Theorem 17.1, so the linear sector saturates at half the full constant. By Corollary 16.2 below, the sharp form would improve the directional third-moment bound of Proposition 26.1 from κn≤22\kappa_n\le2\sqrt2 to the sharp κn≤2\kappa_n\le2; it is therefore at least as strong as a sharp third-moment estimate, which calibrates its difficulty.

The three matrices of the linear sector can be resolved spectrally. In isotropic source coordinates write Qlin(μ):=λmax⁡(N)Q_{\rm lin}(\mu):=\lmax(\mathsf N) for the linear CMH quotient, N=∫H2 dη\mathsf N=\int H^2\,d\eta, and write (AB)ρ,β(\mathrm{AB})_{\rho,\beta} for the inequality R⪰ρN−βI\mathsf R\succeq\rho\mathsf N-\beta I, called the bootstrap in the lemma below, a lower bound on the remainder matrix R\mathsf R by a fraction of N\mathsf N, with R=N−D\mathsf R=\mathsf N-\mathsf D as in the lemma below; its sharp form is (ρ,β)=(12,0)(\rho,\beta)=(\tfrac12,0), which is equivalent to Conjecture 16.2 together with the high-mode excess bound recorded in the lemma. In the lemma, A=H (D2V∘∇ψ) HA=H\,(D^2V\circ\nabla\psi)\,H and Qkℓ=Tr⁡(H−1∂kH H−1∂ℓH)Q_{k\ell}=\Tr(H^{-1}\partial_kH\,H^{-1}\partial_\ell H) are the two nonnegative terms of (4.9), and ∑bMabub\sum_bM_{ab}u_b abbreviates ∑b(Ma)⋅bub\sum_b(M_a)_{\cdot b}u_b.

The gap-mode part of the column decomposition above has a description that needs no source coordinates at all. Write

T3(μ)=(Eμ[XiXjXk])i,j,k,T3(a)=Eμ[⟨X,a⟩ X⊗X],T_3(\mu)=\bigl(\E_\mu[X_iX_jX_k]\bigr)_{i,j,k}, \qquad T_3(a)=\E_\mu\bigl[\inner Xa\,X\otimes X\bigr],

for the third-moment tensor and its contraction with a∈Rna\in\R^n, so that the directional third-moment parameter of (0.13) is κn=sup⁡μ,θ∥T3(θ)∥HS\kappa_n=\sup_{\mu,\theta}\norm{T_3(\theta)}_{\HS}.

The identity Eν[∂ijkφ]=12Eμ[XiXjXk]\E_\nu[\partial_{ijk}\varphi]=\tfrac12\E_\mu[X_iX_jX_k] is Lemma 3.7 of Chen & Klartag, 2026, and the orthogonal decomposition above is the exact form of the Bessel step in the proof of their Theorem 1.2; what is added here is the directional statement with the remainder vav_a named. The compact-target regular class of Theorem 4.1 satisfies the hypothesis, since its Hessian is bounded Klartag, 2014; so does every exponential cone measure of Section Exponential cones: a second solvable non-product family, whose kernel (17.26) is the Gamma radial variable times a matrix bounded by the same result applied to the base. For a symmetric μ\mu the third moment vanishes and the entire content of the linear test is the high-mode term E∣va∣2\E\abs{v_a}^2; for a product of centered exponentials the high-mode term vanishes and the entire content is the third moment.

Summing the corollary over an orthonormal basis recovers ∥T3(μ)∥HS2≤4(Tr⁡Eτ2−n)≤4n\norm{T_3(\mu)}_{\HS}^2\le4(\Tr\E\tau^2-n)\le4n, the chain in the proof of Theorem 1.2 of Chen & Klartag, 2026. Corollary 16.2 places the linear test relative to the literature input it does not use: the linear test at constant cc contains a directional third-moment bound at 2c−12\sqrt{c-1}, so any proof of (16.15) proves a sharper constant than Theorem 25.1 supplies, and any proof of (16.14) must at least reproduce a bound of that type. The reverse channel is what makes the corollary a falsification tool: it is a lower bound on the linear-test matrix that needs no moment map, only third moments.

Why the constant-matrix estimate cannot supply the linear test

In isotropic position define the positive self-adjoint superoperator T(B)=E[HBH]\calT(B)=\E[HBH] on symmetric matrices with the Hilbert–Schmidt inner product. Theorem 4.2 says T⪯2 Id\calT\preceq2\,\Id; the linear test asks instead for T(Id)=EH2⪯4 Id\calT(\Id)=\E H^2\preceq4\,\Id. The two differ by the order of the noncommuting factors, and the gap is exactly one commutator:

Tr⁡(B2H2)=Tr⁡(BHBH)+12∥[B,H]∥HS2(B,H symmetric).\Tr(B^2H^2)=\Tr(BHBH)+\tfrac12\norm{[B,H]}_{\HS}^2 \qquad(B,H\ \text{symmetric}).

Indeed [B,H][B,H] is antisymmetric, so ∥[B,H]∥HS2=−Tr⁡([B,H]2)=2Tr⁡(B2H2)−2Tr⁡(BHBH)\norm{[B,H]}_{\HS}^2=-\Tr([B,H]^2)=2\Tr(B^2H^2)-2\Tr(BHBH). The first term of (16.21) is what Letwin’s theorem controls; the second is the static transverse commutator, and the following shows it is genuinely unconstrained by matrix moments.

Conventions, domains, and affine covariance

Weighted divergence and boundary flux. div⁡μu=ρ−1div⁡(ρu)\Div_\mu u=\rho^{-1}\Div(\rho u). All integrations by parts are justified first for compactly supported fields or fields with vanishing normal flux, and the closed forms are obtained by completion. The no-flux convention is essential in dimension one, where it is what rules out a nonzero constant divergence-free field and forces w=0w=0 in Corollary 16.1.

Closed operators. EH(f,g)=Eμ⟨H∇f,∇g⟩\calE_H(f,g)=\E_\mu\inner{H\nabla f}{\nabla g} is closable under the smooth moment-map hypotheses of §Moment-map coordinates; A=−Lμ\Aop=-L_\mu is its nonnegative self-adjoint operator, and A−1\Aop^{-1} always means the pseudoinverse on (ker⁡A)⊥(\ker\Aop)^\perp. The spectral truncation in the proof of Theorem 16.1 avoids assuming a spectral gap.

Affine covariance. If TT is invertible and Y=TXY=TX, then ΣY=TΣXT⊤\Sigma_Y=T\Sigma_XT^\top and HY(Tx)=THX(x)T⊤H_Y(Tx)=TH_X(x)T^\top; with gY(y)=gX(T−1y)g_Y(y)=g_X(T^{-1}y) both the numerator and denominator of (16.5) are unchanged. Hence CCMH\CMH is an invariant of the affine equivalence class, matching the affine invariance of CPaff\CPaff. For a noninvertible map the transported Stein kernel need not be the canonical moment-map kernel of the image, so only the Poincaré-level statement of Corollary 17.1 is available there.

Conditional closure for general log-concave measures. The argument behind Proposition 15.1 runs at the Poincaré level as follows. For an arbitrary centered log-concave μ\mu, centered Gaussian-convolution, Gaussian-tilt, and growing-ball approximants μq\mu_q belong to the published compact-target regular class of Theorem 4.1 and converge to μ\mu in ambient W2W_2 with second moments, hence Σq→Σ\Sigma_q\to\Sigma. If sup⁡qCCMH(μq)≤C\sup_q\CMH(\mu_q)\le C, then for every smooth compactly supported ff,

Var⁡μqf≤C∫⟨Σq∇f,∇f⟩ dμq.\Var_{\mu_q}f\le C\int\inner{\Sigma_q\nabla f}{\nabla f}\,d\mu_q.

Both sides converge because ff and ∇f\nabla f are bounded and continuous and the covariances converge. Intrinsic smooth-core density on S=Ran⁡ΣS=\operatorname{Ran}\Sigma extends the inequality to the closed covariance-form relaxation HΣ1(μ)H^1_\Sigma(\mu), while Σ\Sigma and Σ+\Sigma^+ annihilate ambient normal derivatives. This gives constant-preserving closure, including singular covariance. It does not give the uniform premise and asserts no continuity of CCMH\CMH.

References
  1. Chen, Y., & Klartag, B. (2026). Digesting the Proof of the Sharp Thin-Shell Inequality.
  2. Klartag, B. (2014). Logarithmically-Concave Moment Measures I. In Geometric Aspects of Functional Analysis (Vol. 2116, pp. 231–260). Springer. 10.1007/978-3-319-09477-9_16