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Exact constants on the line and on products, and the bound $4$ on Dirichlet laws

Part of the moment-map mechanism, Chapter The moment map: exact cases; the reading order is on the full proofs page.

Overview. This dossier proves CMH(4)\mathrm{CMH}(4) in three classes where the constant of Definition 16.1 can be computed: the line (Theorem 17.1), products (Theorem 17.2, Corollary 17.1) and the log-concave Dirichlet family (Theorem 17.3, with Lemma 17.1, Lemma 17.2, Lemma 17.3, Corollary 17.2, Corollary 17.3). It also records Corollary 17.5. The Dirichlet case is proved by lifting to independent Gamma variables, completing a square in the Gamma Bochner identity, and using the Euler constraint of degree-0 homogeneity. Universal CMH(4)\mathrm{CMH}(4) remains open. Products of centered one-sided exponentials saturate the constant 4 exactly.

  1. On the line, CCMH=CP/Var⁡\CMH=\CP/\Var exactly, the KLS bound gives CP≤4Var⁡\CP\le4\Var, and the centered exponential attains 4 (Theorem D29.1).

  2. For products, the cross terms E[(Lig)(Ljg)]\E[(L_ig)(L_jg)] are nonnegative, so CCMH\CMH is the maximum over the factors (Theorem D29.2). Affine Poincaré passes to linear images (Corollary D29.1).

  3. The Dirichlet data and the tangent pseudo-inverse (Lemma D29.1) reduce the claim to A(A+1)dα≤4nαA(A+1)d_\alpha\le4n_\alpha.

  4. Gamma lift: the Bochner identity (D29.14) and a square completion give NΓ−14DΓ=∑iERi+∑iδiDiN_\Gamma-\tfrac14D_\Gamma=\sum_i\E R_i+\sum_i\delta_iD_i (Lemma D29.2). The Euler constraint bounds each RiR_i from below (Lemma D29.3).

  5. Using S⊥PS\perp P and the inverse moments of SS, step 4 becomes a pointwise coefficient FA(αi,Pi)F_A(\alpha_i,P_i). A scalar minimization bounds it by A−12+sAA-\tfrac12+s_A with sA≥0s_A\ge0 (Lemma D29.4), which proves Theorem D29.3, with strict surplus for A>3A>3.

  6. Theorem 16.1 with step 2 gives CPaff≤4\CPaff\le4 for Dirichlet laws, their products, linear images and convolutions.

Scope. This dossier proves CMH(4)\mathrm{CMH}(4) in the three classes where the constant of Definition 16.1 is computable, the third being the first genuinely nonproduct family for which Route C has a theorem. Combined with Theorem 16.1 (dossier solutions/thm-cmh-normalization.md) each result yields an affine Poincaré bound with the same constant. Nothing here bears on universal CMH(4)\mathrm{CMH}(4), which remains open; Corollary 17.5 in the manuscript explains why the product case in particular is a warning rather than encouragement.

Notation is that of §The Stein generator and the CMH constant: HH is the moment-map Stein kernel in target coordinates, Lμ=div⁡μ(H∇ ⋅ )L_\mu=\Div_\mu(H\nabla\,\cdot\,), A=−Lμ\Aop=-L_\mu, and CCMH\CMH is (16.5).

1. The line

Let μ( dx)=ρ dx\mu(\dd x)=\rho\dd x be centered on (ℓ,r)(\ell,r) with variance σ2\sigma^2 and Stein kernel τ\tau, the zero-flux solution of (τρ)′=−xρ(\tau\rho)'=-x\rho.

2. Products

3. The Dirichlet family: setup

Let P∼Dir⁡(α)P\sim\Dir(\alpha), αi≥1\alpha_i\ge1, A=∑iαiA=\sum_i\alpha_i, q=α/Aq=\alpha/A. With C(p)=diag⁡(p)−pp⊤C(p)=\diag(p)-pp^\top and LαL_\alpha the Wright–Fisher generator (17.9), the potential φ(y)=Alog⁡∑ieyi/A−q⋅y\varphi(y)=A\log\sum_ie^{y_i/A}-q\cdot y has ∇φ=p−q\nabla\varphi=p-q and D2φ=C(p)/AD^2\varphi=C(p)/A, and pushes e−φe^{-\varphi} forward to the centered law P−qP-q. Hence the canonical data are H=C(p)/AH=C(p)/A, Lμ=Lα/AL_\mu=L_\alpha/A, and Σ\Sigma as in (17.10).

With ui=(C(P)∇g)iu_i=(C(P)\nabla g)_i, dαd_\alpha, nαn_\alpha as in (17.12), the statement CCMH≤4\CMH\le4 becomes exactly A(A+1)dα(g)≤4nα(g)A(A+1)d_\alpha(g)\le4n_\alpha(g): the numerator is A−2⋅A(A+1)dα=A+1AdαA^{-2}\cdot A(A+1)d_\alpha=\tfrac{A+1}Ad_\alpha and the denominator A−2nαA^{-2}n_\alpha.

4. The Gamma lift

Let Yi∼Gamma⁡(αi,1)Y_i\sim\GammaLaw(\alpha_i,1) independent, S=∑iYiS=\sum_iY_i, P=Y/SP=Y/S; then S∼Gamma⁡(A,1)S\sim\GammaLaw(A,1), P∼Dir⁡(α)P\sim\Dir(\alpha), and S⊥PS\perp P. Set G(Y)=g(Y/S)G(Y)=g(Y/S), homogeneous of degree 0, and let LΓG=∑i(YiGii+(αi−Yi)Gi)\calL_\Gamma G=\sum_i(Y_iG_{ii}+(\alpha_i-Y_i)G_i) be the Laguerre generator. To identify the source of its integrated Bochner identity, center the product-Gamma law by writing Xi=Yi−αiX_i=Y_i-\alpha_i. Its canonical moment Hessian, expressed in the unchanged YY coordinates, is

HΓ=diag⁡(Y1,…,Ym).H_\Gamma=\diag(Y_1,\ldots,Y_m).

Indeed, writing ρΓ\rho_\Gamma for the product-Gamma density,

div⁡Γ(HΓ∇G)=∑iρΓ−1∂i(ρΓYiGi)=∑i(YiGii+(αi−Yi)Gi)=LΓG.\Div_\Gamma(H_\Gamma\nabla G) =\sum_i\rho_\Gamma^{-1}\partial_i(\rho_\Gamma Y_iG_i) =\sum_i\bigl(Y_iG_{ii}+(\alpha_i-Y_i)G_i\bigr)=\calL_\Gamma G.

Thus Proposition 16.1, specialized to HΓH_\Gamma, gives

NΓ(G):=E(LΓG)2=E[∑iYiGi2+∑i,jYiYjGij2].N_\Gamma(G):=\E(\calL_\Gamma G)^2 =\E\left[\sum_iY_iG_i^2+\sum_{i,j}Y_iY_jG_{ij}^2\right].

Here the second sum is over ordered pairs: because D2GD^2G is symmetric, each off-diagonal square occurs twice, exactly as in Tr⁡(HΓD2G HΓD2G)\Tr(H_\Gamma D^2G\,H_\Gamma D^2G). There is no additional factor of 2 or 1/21/2. Finally set Di(G)=E[Yi2Gi2]/αiD_i(G)=\E[Y_i^2G_i^2]/\alpha_i and DΓ=∑iDiD_\Gamma=\sum_iD_i.

This lemma alone proves CMH(4)\mathrm{CMH}(4) for the product-Gamma law; for that consequence, αi≥1\alpha_i\ge1 is used only to make δi≥0\delta_i\ge0. In the Dirichlet proof below the exact δi\delta_i term is instead retained inside FA(αi,Pi)F_A(\alpha_i,P_i), and log-concavity is consumed when Lemma D29.4 is applied with a=αi≥1a=\alpha_i\ge1.

Homogeneity further gives LΓG=S−1Lαg\calL_\Gamma G=S^{-1}L_\alpha g and YiGi=ui(P)Y_iG_i=u_i(P): indeed Gi=∂Yig(Y/S)=S−1(gi−∑kPkgk)G_i=\partial_{Y_i}g(Y/S)=S^{-1}(g_i-\sum_kP_kg_k), so YiGi=Pigi−Pi∑kPkgk=ui(P)Y_iG_i=P_ig_i-P_i\sum_kP_kg_k=u_i(P). For A>2A>2, ES−1=(A−1)−1\E S^{-1}=(A-1)^{-1} and ES−2=zA−1\E S^{-2}=z_A^{-1} with zA=(A−1)(A−2)z_A=(A-1)(A-2). Since S⊥PS\perp P,

NΓ(G)=E[S−2] E(Lαg)2=nα(g)zA,DΓ(G)=E∑i(YiGi)2αi=dα(g),N_\Gamma(G)=\E[S^{-2}]\,\E(L_\alpha g)^2=\frac{n_\alpha(g)}{z_A}, \qquad D_\Gamma(G)=\E\sum_i\frac{(Y_iG_i)^2}{\alpha_i}=d_\alpha(g),

the second because YiGiY_iG_i depends on PP alone. Substituting Yi=SPiY_i=SP_i and Gi=ui/(SPi)G_i=u_i/(SP_i) into Lemma D29.3 and taking expectations gives (17.20).

5. The scalar minimization

6. Proof of the Dirichlet theorem

Qualitative dimension-free KLS bounds for simplices and conservative Gamma models are prior art; see Kolesnikov & Milman, 2016, §1.2 as a secondary pointer. The specific content of this proof is the constant 4, the quantitative surplus, and the CMH-level estimate; no broader priority claim is made.

Closure. The argument is written for smooth gg with controlled boundary behavior. To close: take polynomials on the simplex, lift them after a radial cutoff {S≥ε}\{S\ge\eps\} so that all Gamma integrations by parts in Lemma D29.2 are justified, and let ε↓0\eps\downarrow0; the inverse moments ES−1,ES−2\E S^{-1},\E S^{-2} used in (17.19) are finite because A≥3A\ge3 throughout the Gamma branch. Polynomials form a core for LαL_\alpha, so the closed forms extend the inequality to Dom⁡(Lα)\Dom(L_\alpha). Only the residual branch m=2m=2, A<3A<3 uses the one-dimensional no-flux closure of Theorem D29.1 instead.

Obstructions respected. No bounded_by edge applies: the obstruction statements of the manuscript are scoped by their own statements to the fixed-cut Eldan program. The only one with method-level reach, rem:projection-ceiling, forbids deriving quadratic-chaos thin shell from radial or projection information alone; the Dirichlet proof uses the full Hessian row through the Euler constraint of Lemma D29.3, not projection tests, and makes no thin-shell claim. Consistency with the sharp external inputs holds: by Theorem 17.1, the boundary mechanism forcing the constant 4 is the one-dimensional exponential, which is also the extremal case of Theorem 4.2.

What this does not show. Theorem D29.3 is a family result, not evidence for universal CMH(4)\mathrm{CMH}(4). By Corollary 17.2 the Dirichlet family is strictly inside the bound, and by Theorem D29.2 the saturating cases are products of centered one-sided exponentials, where the slack is exactly zero. Whether that endpoint is perturbatively unstable is precisely the open issue just stated.

References
  1. Kannan, R., Lovász, L., & Simonovits, M. (1995). Isoperimetric Problems for Convex Bodies and a Localization Lemma. Discrete & Computational Geometry, 13(3–4), 541–559. 10.1007/BF02574061
  2. Cattiaux, P., & Guillin, A. (2018). On the Poincaré Constant of Log-Concave Measures.
  3. Kolesnikov, A. V., & Milman, E. (2016). The KLS Isoperimetric Conjecture for Generalized Orlicz Balls.